Compliance Management System is a web-based service that combines cutting-edge technology with operational support and compliance issues. A secure and seamless application meant for 24x7 electronic document delivery, it is an innovative and dynamic solution that assembles, extracts information, disclosures and data to ensure that clients comply with appropriate regulations laid down by Securities and Exchange Commission (SEC).

It has an in-built compliance monitoring system which automatically updates to any regulatory changes in US financial markets.

We deliver processed and authenticated information in a cost-effective, timely and accurate manner, which is absolutely critical for converting the compliance knowledge into valuable products. Being clearly laid out and easy-to-understand, it delivers compliance solutions tailored specifically for our clients viz. Financial Enterprises.

The advantages that you can derive from the Compliance Management System are:

• Direct extraction of vital and authenticated fund information directly from SEC EDGAR database
• Easy handling of high-value data and documents for financial services
• Publishing and distributing of business critical information and documents on the click-of-mouse
• Reducing the lead-time for information gathering

Needless to say, the compliance management system, like all our other products, abide by all current legal governance functions and practices as laid down by SEC, such as:

Securities Act of 1933

Securities Exchange Act of 1934

Investment Company Act of 1940

USA PATRIOT Act of 2001

Sarbanes-Oxley Act of 2002